Our investment bankers and senior advisors possess numerous years of collective business experience, from multiple industries, both in the United States and abroad. Our lead bankers and senior advisors have been CEOs, senior officers, partners and/or members of the Board of Directors of privately-held and publicly-traded companies in the United States and internationally. Our firm is registered with the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority, Inc. (FINRA). We are also a member of the Securities Investor Protection Corporation (SIPC). We maintain an in-house Head of Compliance to support our strict adherence to regulatory requirements and procedures. Many of our investment bankers have advanced degrees from premier, internationally renown schools and universities. A number of our investment bankers have worked in the countries in which our clients are located. By design, our compensation structures are directly linked to outcome and success, closely aligning our interests with those of our clients.