Service and Industry Focus


Investment Banking For A World Of Opportunity

We live in a fast-paced, rapidly changing world where seizing opportunity is critical to success. Our primary job is to help our clients identify and analyze opportunity, and then to develop and implement strategies that best attain their objectives.  It is for this reason that our senior investment bankers and advisors possess knowledge and experience that transcend traditional skill sets and which often include senior management and operations experience in the industries they cover.  Maximizing opportunity is also the reason that every client is assigned a complete deal team, led by the senior banker and staffed with accomplished associates and analysts, many of whom are multi-lingual.   Whether our client is acquiring other businesses, divesting itself or its assets, raising expansion capital or rebalancing its balance sheet, our investment banking and senior advisory teams augment, expedite and streamline the process.       


primary services

  • Mergers & Acquisitions
  • Private Capital Placements
  • IPOs and Follow-on Offerings
  • SPAC and reverse mergers
  • PIPEs and Registered Directs
  • Recapitalizations and Restructurings
  • Strategic and Business Advisory
  • Valuation Analyses & Fairness Opinions
  • Licensing & Ventures








primary industries

  • Assisted Living & Skilled Care
  • Automotive, Transportation, Logistics
  • Banking & Financial services
  • Biotech/Life Sciences/Pharma
  • Clean Energy
  • Commercial Real Estate
  • Consumer Products
  • Energy: Alternative
  • Energy: Oil & Gas
  • Food & Beverage
  • Gaming, Leisure, & Entertainment
  • Healthcare, Medical Products
  • Infrastructure
  • Internet, Mobile, Digital
  • Manufacturing, Industrials
  • Media & Social Media
  • Multi-Family Housing
  • Software & IT Services, Fintechs
  • Technology, Telecom


primary geographies

  • North America
  • South and Central America :
    • Argentina, Brazil, Chile, Colombia, Costa Rica, Mexico, Panama, Peru, Uruguay
  • Europe:
    • Belgium, France, Germany, Greece, Italy, Poland, Portugal, Spain, Switzerland, Ukraine, United Kingdom
  • Asia:
    • China, India, Japan, Korea, Philippines, Singapore
  •  Middle East:
    • Israel, Saudi Arabia, United Arab Emirates
  • South Africa





Investment Banking In A World of Regulation

Regulatory oversight and compliance are increasingly vital factors in transaction viability and deal integrity. It is for this reason that we maintain a full-time Head of Compliance on staff, and that we require all investment banking personnel to be licensed and in good standing with the Financial Industry Regulatory Authority (FINRA). It is also the reason that most of our senior bankers are registered principals, and why one of our senior bankers is a designated arbiter for FINRA members and registered persons. Our clients must not only succeed, but their success must be anchored in well-vetted due diligence and regulatory-savvy deal structures. Our investment bankers are particularly cognizant of the regulatory environment in which we live and, therefore, tend to assume a broader role of trusted advisor.

Allow us to be at your side when you are ready to develop the right plan, with the right team, for the right results.